Antonio Molinos: FINRA Suspends New York Broker for Excessive Trading and Regulation Best Interest Violations
Ronkonkoma, NY | January 14, 2026 Former New York broker Antonio Molinos Jr. (CRD#...
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Angelica Prescod: Edward Jones Advisor Faces $300,000 Allegation Over Failed Trade Instructions
Scottsdale, AZ | January 14, 2026 — Arizona financial advisor Angelica Fay Prescod (CRD#...
Keep ReadingAmber Stoll (Cetera Investment Services): Customer Complaint & FINRA Disclosure
Overland Park, KS | January 14, 2026 — Amber Stoll (CRD# 6937254), a financial...
Keep ReadingAdam Chustz: Stifel Broker Faces $6 Million in Pending Mutual Fund Fraud Claims
Paducah, KY | January 14, 2026 Kentucky financial advisor Adam Michael Chustz (CRD# 4129813)...
Keep ReadingAaron Hammer Terminated After Allegedly Concealing Customer Complaint from Firm
St. Cloud, MN | January 13, 2026 — Minnesota financial advisor Aaron L. Hammer...
Keep ReadingVincent Thomas Ferrara Jr (Ameriprise Financial): Customer Complaint & FINRA Disclosure
Garden City, NY | January 14, 2026 Vincent Thomas Ferrara Jr (CRD# 1791902), a...
Keep ReadingTomer Mizrahi: New Jersey Broker Resigns from Morgan Stanley Amid Account Transfer Allegations
Fort Lee, NJ | January 13, 2026 New Jersey financial advisor Tomer Mizrahi (CRD#...
Keep ReadingThaddeus Eubanks: Edward Jones Advisor Faces $2.5 Million Claim Over Concentrated Fisker Stock Position and Margin Trading
Yuba City, CA | January 13, 2026 California financial advisor Thaddeus Michael Eubanks (CRD#...
Keep ReadingSteve Brundage Faces $1.2 Million Arbitration Over Alleged Variable Annuity and Market-Timing Strategy
Las Vegas, NV | January 13, 2026 — Las Vegas financial advisor Steven Michael...
Keep ReadingRobert Scott Smith: Oregon Broker with 16 Customer Disputes and $3M+ in Pending Claims
Newberg, OR | January 13, 2026 Newberg-based financial advisor Robert Scott Smith (CRD# 1412333)...
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