Brenton E Ditto (LPL Financial): FINRA Suspension & Customer Complaint
Elizabethtown, KY | January 14, 2026 — Brenton E. Ditto (CRD# 4779103), a former...
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Brandon Larsen: FINRA Suspends Wisconsin Broker for Unauthorized Discretionary Trading in 14 Accounts
Green Bay, WI | January 16, 2026 Wisconsin financial advisor Brandon Larsen (CRD# 6192239)...
Keep ReadingBlake Fellows (Arkadios Capital): Customer Complaint & FINRA Disclosure
Leesburg, VA | January 14, 2026 — Blake Edward Fellows (CRD# 4374810), a financial...
Keep ReadingArthur McPherson (World Equity Group): Customer Complaint & FINRA Disclosure
Melbourne, FL | January 14, 2026 — Arthur Roy McPherson (CRD# 2245364), a financial...
Keep ReadingAntonio Molinos: FINRA Suspends New York Broker for Excessive Trading and Regulation Best Interest Violations
Ronkonkoma, NY | January 14, 2026 Former New York broker Antonio Molinos Jr. (CRD#...
Keep ReadingAngelica Prescod: Edward Jones Advisor Faces $300,000 Allegation Over Failed Trade Instructions
Scottsdale, AZ | January 14, 2026 — Arizona financial advisor Angelica Fay Prescod (CRD#...
Keep ReadingAmber Stoll (Cetera Investment Services): Customer Complaint & FINRA Disclosure
Overland Park, KS | January 14, 2026 — Amber Stoll (CRD# 6937254), a financial...
Keep ReadingAdam Chustz: Stifel Broker Faces $6 Million in Pending Mutual Fund Fraud Claims
Paducah, KY | January 14, 2026 Kentucky financial advisor Adam Michael Chustz (CRD# 4129813)...
Keep ReadingAaron Hammer Terminated After Allegedly Concealing Customer Complaint from Firm
St. Cloud, MN | January 13, 2026 — Minnesota financial advisor Aaron L. Hammer...
Keep ReadingVincent Thomas Ferrara Jr (Ameriprise Financial): Customer Complaint & FINRA Disclosure
Garden City, NY | January 14, 2026 Vincent Thomas Ferrara Jr (CRD# 1791902), a...
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