Blog

Melbourne, FL | January 14, 2026 — Arthur Roy McPherson (CRD# 2245364), a financial...

Antonio Molinos: FINRA Suspends New York Broker for Excessive Trading and Regulation Best Interest Violations

Ronkonkoma, NY | January 14, 2026 Former New York broker Antonio Molinos Jr. (CRD#...

Angelica Prescod: Edward Jones Advisor Faces $300,000 Allegation Over Failed Trade Instructions

Scottsdale, AZ | January 14, 2026 — Arizona financial advisor Angelica Fay Prescod (CRD#...

Amber Stoll (Cetera Investment Services): Customer Complaint & FINRA Disclosure

Overland Park, KS | January 14, 2026 — Amber Stoll (CRD# 6937254), a financial...

Adam Chustz: Stifel Broker Faces $6 Million in Pending Mutual Fund Fraud Claims

Paducah, KY | January 14, 2026 Kentucky financial advisor Adam Michael Chustz (CRD# 4129813)...

Aaron Hammer Terminated After Allegedly Concealing Customer Complaint from Firm

St. Cloud, MN | January 13, 2026 — Minnesota financial advisor Aaron L. Hammer...

Vincent Thomas Ferrara Jr (Ameriprise Financial): Customer Complaint & FINRA Disclosure

Garden City, NY | January 14, 2026 Vincent Thomas Ferrara Jr (CRD# 1791902), a...

Tomer Mizrahi: New Jersey Broker Resigns from Morgan Stanley Amid Account Transfer Allegations

Fort Lee, NJ | January 13, 2026 New Jersey financial advisor Tomer Mizrahi (CRD#...

Thaddeus Eubanks: Edward Jones Advisor Faces $2.5 Million Claim Over Concentrated Fisker Stock Position and Margin Trading

Yuba City, CA | January 13, 2026 California financial advisor Thaddeus Michael Eubanks (CRD#...

Steve Brundage Faces $1.2 Million Arbitration Over Alleged Variable Annuity and Market-Timing Strategy

Las Vegas, NV | January 13, 2026 — Las Vegas financial advisor Steven Michael...