Tomer Mizrahi: New Jersey Broker Resigns from Morgan Stanley Amid Account Transfer Allegations
Fort Lee, NJ | January 13, 2026 New Jersey financial advisor Tomer Mizrahi (CRD#...
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Thaddeus Eubanks: Edward Jones Advisor Faces $2.5 Million Claim Over Concentrated Fisker Stock Position and Margin Trading
Yuba City, CA | January 13, 2026 California financial advisor Thaddeus Michael Eubanks (CRD#...
Keep ReadingSteve Brundage Faces $1.2 Million Arbitration Over Alleged Variable Annuity and Market-Timing Strategy
Las Vegas, NV | January 13, 2026 — Las Vegas financial advisor Steven Michael...
Keep ReadingRobert Scott Smith: Oregon Broker with 16 Customer Disputes and $3M+ in Pending Claims
Newberg, OR | January 13, 2026 Newberg-based financial advisor Robert Scott Smith (CRD# 1412333)...
Keep ReadingRikki Foster Jr. Faces $700,000 Arbitration Over Alleged Direct Investment Misconduct
Roseville, CA | January 13, 2026 California financial advisor Rikki Foster Jr. (CRD# 6075051)...
Keep ReadingNicholas Iarrapino (Wells Fargo Advisors): Customer Complaint & FINRA Disclosure
Fort Lee, NJ | January 14, 2026 Nicholas Iarrapino (CRD# 7588258), a financial advisor...
Keep ReadingNate Goad: Florida Broker Faces Three Pending Arbitrations Totaling $6.5 Million Over Private Placement Recommendations
Largo, FL | January 13, 2026 Florida financial advisor Nathan (Nate) Daniel Goad (CRD#...
Keep ReadingJonathan Malinger: Wedbush Securities Broker Faces Elder Financial Abuse Allegations
Pasadena, CA | January 13, 2026 California broker Jonathan Hilton Malinger (CRD# 5201626) is...
Keep ReadingJohn Kacheong Lee: California Broker with 10 Customer Disputes and $1.5M+ in Settlements
Pleasanton, CA | January 13, 2026 Pleasanton financial advisor John Kacheong Lee (CRD# 2948622)...
Keep ReadingGeorge Wallace Smith (Wally Smith): Colorado Broker Faces Three Pending Arbitrations Totaling Up to $3 Million in Real Estate Securities Claims
Englewood, CO | January 13, 2026 Colorado financial advisor George Wallace Smith (CRD# 4844156),...
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