Are You a Victim of Investment Fraud, Broker Misrepresentation, or Bad Advice?

Our firm specializes in securities fraud litigation and investment loss recovery. We handle FINRA arbitration cases involving broker misconduct, unsuitable investment recommendations, and unauthorized trading. Our attorneys represent clients in cases involving Ponzi schemes, elder financial abuse, and brokerage firm negligence. We also pursue claims related to investment advisor fraud, portfolio mismanagement, and excessive trading (churning). Each practice area focuses on helping investors recover losses from securities fraud and financial advisor misconduct through regulatory actions and litigation.

Our firm combines deep expertise in securities law with a proven track record of recovering investment losses through FINRA arbitration and litigation. We've recovered millions in damages for investors nationwide who have suffered losses due to broker misconduct and securities fraud. Our attorneys possess specialized knowledge of complex investment products, trading strategies, and industry regulations. We provide personalized attention to each case, conducting thorough forensic analysis of trading records and account documentation to build strong claims for recovery. Unlike general practice firms, we focus exclusively on investment fraud recovery and securities litigation.

We typically operate on a contingency fee basis, meaning clients do not pay for the attorney time and expertise until a successful outcome is reached. Attorney fees are only collected if we successfully recover money through settlement or arbitration/court award. This fee structure aligns our interests with our clients and provides access to experienced securities fraud representation without financial risk.

A contingency fee agreement is a legal contract where attorney fees are paid only if money is recovered for the client through settlement or arbitration award. The fee is typically calculated as a percentage of the recovery amount which depends on case complexity and stage of resolution. This arrangement allows investors who have suffered losses to pursue claims without paying upfront legal fees.

Arbitration is an alternative dispute resolution process where investment loss claims are decided by neutral arbitrators rather than through court litigation. FINRA arbitration provides a specialized forum for resolving securities disputes between investors and financial professionals. The process typically involves filing a statement of claim, discovery of evidence, and a final hearing where both sides present their case. Arbitration decisions are binding and generally cannot be appealed. Most investment accounts include mandatory arbitration agreements requiring disputes to be resolved through FINRA's arbitration process rather than court litigation.

Mediation is a voluntary negotiation process where a neutral mediator helps parties reach a mutually acceptable resolution of their investment dispute. Unlike arbitration, mediators don't make binding decisions but rather facilitate settlement discussions. FINRA offers mediation services specifically for securities disputes, often resulting in faster resolution than arbitration. The process is confidential and typically less formal than arbitration or litigation. Successful mediation can reduce costs and provide both parties more control over the outcome. Many investment fraud cases attempt mediation before proceeding to arbitration hearings.