Broker Anne Davidson Is Facing Investor Allegations
Dallas, TX | December 16, 2025 – Anne Lane Davidson (CRD# 728189), a broker...
Keep ReadingBroker So Young Yom Is Facing Investor Allegations
Los Angeles, California – December 15, 2025 – Financial advisor So Young Yom (CRD#...
Keep ReadingBroker Roger Turcotte Is Facing Investor Allegations
Tampa, FL | December 16, 2024 – Roger Philip Turcotte (CRD# 1180997), a financial...
Keep ReadingBroker Thomas Rohn Is Facing Investor Allegations
Cedar Rapids, Iowa – December 15, 2025 – Financial advisor Thomas Adam Rohn (CRD#...
Keep ReadingBroker Jose (Joe) Gamez Is Facing Investor Allegations
San Antonio, TX | December 16, 2024 – Joe Gamez (CRD# 4292479), a former...
Keep ReadingBroker David Franklin Is Facing Investor Allegations
New York, New York – December 15, 2025 – Former financial advisor David Kitchen...
Keep ReadingBroker Gihan (Raphael) Fernando Is Facing Investor Allegations
Houston, TX | December 16, 2024 – Gihan (Raphael) Fernando (CRD# 4469669), a financial...
Keep ReadingBroker Matthew Copley Is Facing Investor Allegations
San Diego, California – December 15, 2025 – Financial advisor Matthew David Copley (CRD#...
Keep ReadingBroker Earl Newsome is Facing Investor Allegations
Spring, Texas – December 14, 2024 – Earl Eugene Newsome (CRD# 2436856) is a...
Keep ReadingBryan Lubitz: Pattern of Customer Complaints Across Multiple Firms
Melville, New York | December 14, 2025 – Bryan Lubitz (CRD# 4381244), currently registered...
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