Joe Barreca Jr. | Lost Money with this Wells Fargo Advisors Broker?
Metairie, Louisiana – January 22, 2026 – Joseph (Joe) P. Barreca Jr., a financial...
Keep ReadingJeffrey Schuur: Minnesota Broker Suspended
St. Louis Park, MN | January 22, 2026 Jeffrey Roy Schuur (CRD# 2391965), a...
Keep ReadingJason (Jay) Nardella (Ameriprise Financial): Customer Complaint & FINRA Disclosure
Naples, FL | January 14, 2026 — Jason James Nardella (CRD# 2931678), a financial...
Keep ReadingJason Hawke: Idaho Broker Terminated
Meridian, ID | January 18, 2026 Idaho broker Jason Steven Hawke (CRD# 4177415) was...
Keep ReadingInvestor Allegations Against Broker Jared Gudenkauf
Kansas City, MO | January 23, 2026 Merrill Lynch financial advisor Jared Gudenkauf (CRD#...
Keep ReadingJames Walesa: Former Illinois Broker Faces FINRA Complaint and Millions in Pending Customer Claims
Park Ridge, IL | January 22, 2026 James Thaddeus Walesa (CRD# 1061209), a former...
Keep ReadingBroker Mike Morrison Is Facing Investor Allegations
Highland Village, TX | January 23, 2026 Clovis (Mike) Morrison (CRD# 1730240), a longtime...
Keep ReadingBroker Bill Burks Is Facing Investor Allegations
Flower Mound, TX | January 14, 2026 — Texas financial advisor William Charles Burks...
Keep ReadingBroker Bill Morris Is Facing Investor Allegations
McDonough, GA | January 15, 2026 Florida-based financial advisor William (Bill) S. Morris (CRD#...
Keep ReadingZach Taylor: Former Oppenheimer Broker Suspended for Unsuitable Options Trading with Senior Investors
Newport Beach, CA | January 13, 2026 Former Oppenheimer & Co. financial advisor Zach...
Keep Reading