Timothy Revell Roberson (CRD# 2200567), a current broker with Stifel, Nicolaus & Company, Incorporated. According to FINRA records, Roberson faces 6 customer complaints, including 1 pending and 2 that resulted in settlements totaling over $43,500. All complaints arose during his 32-year tenure at Merrill Lynch.
The most recent complaint, filed in October 2025, alleges that Roberson did not act in his clients’ best interest related to the change from a fee-based account to a commission-based account from March 2020 to August 2025. The pending written complaint alleges unspecified damages.
A complaint filed in May 2017 alleged that Roberson made misrepresentations and omissions of material facts from September 2015 to May 2017 involving a variable annuity. The matter settled in October 2017 for $30,543.31, with no individual contribution from Roberson.
An earlier complaint filed in September 2001 alleged that Roberson made unsuitable investment recommendations and failed to timely execute instructions to sell mutual fund holdings. The matter proceeded to NASD arbitration (Case No. 01-04612) and settled in January 2003 for $13,000, with no individual contribution from Roberson.
Roberson’s BrokerCheck report also discloses three additional complaints that were denied or withdrawn, including allegations of account concentration in technology stocks and misrepresentations involving managed accounts.
According to FINRA records, Timothy Revell Roberson has 33 years of experience in the securities industry. Based in Brentwood, Tennessee, he is currently registered with Stifel, Nicolaus & Company, Incorporated since October 2024. He was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from January 1992 to October 2024. Roberson holds 26 state licenses and has passed the Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, and SIE examinations.
Patil Law, P.C. is currently investigating claims on behalf of investors who were recommended unsuitable investments or experienced fiduciary duty violations by Timothy Roberson, including issues related to account type changes or fee structures. Our firm has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases.
We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you. We represent individual investors and families nationwide.
If you suffered losses related to Timothy Roberson’s alleged misconduct or unsuitable recommendations, you may be entitled to compensation. However, time is limited—FINRA arbitration claims generally must be filed within six years of the incident.
Contact Patil Law, P.C. today at 800-950-6553 or email info@patillaw.com for a free case evaluation. Don’t let time run out on your right to recover your losses.
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
