Mesa, Arizona – December 18, 2025 – Samuel (Bert) Mills (CRD# 5614645), a financial advisor with Edward Jones in Mesa, Arizona, has a customer complaint on his FINRA BrokerCheck record. The complaint, filed in October 2025, alleges misrepresentation of portfolio returns for 2024, resulting in claimed damages of $180,340.23. The complaint was denied in November 2025. Investors who worked with this broker and have concerns about their investment performance should review their account statements and understand their legal options.
BrokerCheck Snapshot
Name: Samuel Bert Mills
CRD #: 5614645
Firm: Edward Jones
Location: Mesa, AZ
Years in Industry: 16
Number of Disclosures: 1
Customer Complaint Against Samuel Mills
Complaint 1: Misrepresentation of Returns (2025)
Date Filed: October 7, 2025
Alleged Damages: $180,340.23
Status: Denied (November 4, 2025)
Employing Firm: Edward D. Jones & Co., L.P.
According to the disclosure on Mills’ BrokerCheck record, a client alleged misrepresentation of return on portfolio for the year 2024, resulting in a claimed loss of $180,340.23. The complaint was received on October 7, 2025, and was denied by the firm on November 4, 2025. No settlement amount was paid, and no individual contribution was required.
The complaint did not specify particular product types but focused on allegations of misrepresentation regarding portfolio performance. This was a written complaint and did not proceed to arbitration or civil litigation.
Pattern of Complaints / Risk Factors
While each case is unique, complaints involving alleged misrepresentation of investment returns may indicate concerns related to disclosure practices, performance reporting, or client communication. Investors should carefully review account statements and seek legal guidance if similar issues occurred in their accounts.
Can Investors Recover Losses?
Investors who relied on false statements or omissions may be entitled to recover losses through FINRA arbitration.
Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
Investors who worked with Edward Jones advisors may want to review their account activity for potential issues. Additional resources include information on unsuitable investments, breach of fiduciary duty, and understanding investment advisor obligations.
Frequently Asked Questions
What is the complaint against Samuel Mills?
A customer filed a written complaint in October 2025 alleging that Samuel Mills misrepresented portfolio returns for 2024, claiming damages of $180,340.23. Edward Jones denied the complaint in November 2025, and no settlement was paid.
Can investors recover losses involving Edward Jones?
Yes. Investors who suffered losses due to broker misconduct, unsuitable recommendations, or securities violations may file claims through FINRA arbitration. Most brokerage agreements contain mandatory arbitration clauses. An experienced securities attorney can evaluate whether you have a valid claim.
What is FINRA arbitration?
FINRA arbitration is the primary forum for resolving disputes between investors and brokerage firms. It is a binding process overseen by the Financial Industry Regulatory Authority. Cases are decided by a panel of arbitrators, and most claims must be filed within six years of the investment loss or discovery of misconduct.
What does “unsuitable investment” mean?
An unsuitable investment is a recommendation that does not align with an investor’s financial situation, risk tolerance, investment objectives, or time horizon. Brokers have a legal duty to recommend only suitable investments. Common examples include recommending high-risk products to conservative investors or concentrating portfolios in illiquid investments.
How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org and search by the broker’s name or CRD number. The report will show employment history, registrations, examinations passed, and any customer complaints, regulatory actions, or other disclosures. All information is publicly available and free to access.
What should I do if I suspect broker misconduct?
First, document everything: account statements, trade confirmations, correspondence, and any marketing materials you received. Second, file a complaint with FINRA and your state securities regulator. Third, consult with a securities attorney who can evaluate whether you have grounds for a FINRA arbitration claim and explain your legal options.
About Samuel (Bert) Mills
According to his BrokerCheck record, Samuel Mills has been registered with Edward Jones since January 2009 as a financial advisor. He holds the Certified Financial Planner (CFP) designation and is registered in 20 U.S. states and territories. Mills passed the Series 7 (General Securities Representative) exam in December 2008 and the Series 66 (Uniform Combined State Law) exam in January 2009.
Mills also volunteers as a presenter for 2nd Saturday (WIFE.org), a non-profit organization focused on divorce financial education, where he teaches financial training curriculum in monthly classes.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C.
If you invested with Samuel Mills or Edward Jones and experienced losses or have concerns about portfolio performance reporting, contact Patil Law, P.C. for a free, confidential consultation. Our experienced securities attorneys can review your account activity and explain your legal options.
Phone: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
