Portland, Oregon – December 6, 2025 – Roger William Bowlin (CRD# 1905652), a broker registered with Aurora Securities in Portland, Oregon, is facing multiple customer complaints alleging unsuitable investment recommendations and account mismanagement involving real estate securities. This article provides information about the complaints filed against Mr. Bowlin and explains options available to investors who may have experienced similar losses through FINRA arbitration.
BrokerCheck Snapshot
Name: Roger William Bowlin
CRD #: 1905652
Firm: Aurora Securities
Location: Portland, Oregon
Years in Industry: 37
Number of Disclosures: 3
Customer Complaints Against Roger William Bowlin
Complaint 1 – Filed October 2025
Date Filed: October 30, 2025
Allegations: Claimant alleges unsuitable investment recommendation
Product Type: Real Estate Security
Alleged Damages: $475,000
Status: Pending
Forum: FINRA Dispute Resolution
Docket #: 25-02197
The claimant alleges that Mr. Bowlin recommended unsuitable investments involving real estate securities. This complaint was filed with FINRA arbitration and remains pending.
Complaint 2 – Filed September 2025
Date Filed: October 6, 2025
Allegations: Claimant alleges that investments recommended were unsuitable
Product Type: Real Estate Security
Alleged Damages: $1,000,000
Status: Pending
Forum: FINRA Dispute Resolution
Docket #: 25-02090
A second investor alleges that Mr. Bowlin recommended unsuitable real estate security investments. This matter is currently pending in FINRA arbitration.
Complaint 3 – Filed September 2025
Date Filed: September 15, 2025
Allegations: Claimant alleges mismanagement of their account(s)
Product Type: Real Estate Security
Alleged Damages: $5,000,000
Status: Pending
Forum: FINRA Dispute Resolution
Docket #: 25-01863
The third complaint alleges account mismanagement involving real estate securities, with the claimant seeking damages of $5,000,000. This case is also pending before FINRA.
Pattern of Complaints / Risk Factors
While each case is unique, complaints of this type may indicate concerns related to unsuitable investment recommendations, inadequate risk disclosures, or a failure to supervise. The concentration of complaints involving real estate securities within a short timeframe may warrant additional scrutiny. Investors should carefully review account statements and seek legal guidance if similar issues occurred.
Can Investors Recover Losses?
Investors who were recommended unsuitable or high-risk investments may be entitled to recover losses through FINRA arbitration. FINRA arbitration is a dispute resolution process specifically designed for securities-related claims between investors and brokers or brokerage firms.
Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
Investors concerned about potential broker misconduct at Aurora Securities may wish to review our firm hub page: Aurora Securities Advisors – Complaints & Disclosures.
Additional resources about investment losses:
Frequently Asked Questions
Q1: What is the complaint against Roger William Bowlin?
Roger William Bowlin is facing three pending customer complaints alleging unsuitable investment recommendations and account mismanagement involving real estate securities. The complaints were filed in September and October 2025, with alleged damages totaling $6,475,000.
Q2: Can investors recover losses involving Aurora Securities?
Yes. Investors who have suffered losses due to broker misconduct at Aurora Securities may be entitled to recover damages through FINRA arbitration. Most brokerage agreements require disputes to be resolved through this process rather than in court.
Q3: What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum where investors can file claims against brokers and brokerage firms for securities law violations. The process is overseen by the Financial Industry Regulatory Authority and typically resolves cases more quickly than traditional litigation.
Q4: What does “unsuitable investment” mean?
An unsuitable investment is one that does not align with an investor’s financial situation, risk tolerance, investment objectives, or investment experience. Brokers have a legal obligation to recommend only investments that are suitable for their clients based on these factors.
Q5: How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org. Enter the broker’s name or CRD number to view their registration history, qualifications, and any disclosed complaints, arbitrations, or regulatory actions.
Q6: What should I do if I suspect broker misconduct?
If you suspect misconduct, gather all account statements, trade confirmations, and communications with your broker. Consider filing a complaint with FINRA and consult with a securities attorney to evaluate whether you have grounds for an arbitration claim. Act promptly, as claims must generally be filed within six years.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C. for a Free Consultation
If you have experienced investment losses with Roger William Bowlin or Aurora Securities, we invite you to contact our experienced securities law team for a free, no-obligation case evaluation. Call us at 800-950-6553 or email info@patillaw.com to discuss your potential claim.
Disclaimer:
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
