Vero Beach, FL – December 12, 2025 – Lindsay Margaret Yencho (CRD# 6571087), a registered financial advisor with Morgan Stanley in Vero Beach, Florida, has a pending customer complaint on her FINRA BrokerCheck record. The complaint alleges unsuitable recommendations and misrepresentation involving an options trading strategy implemented in trust accounts between January 2018 and May 2025. This post provides information about the disclosure and investor recovery options.
BrokerCheck Snapshot
Name: Lindsay Margaret Yencho
CRD #: 6571087
Firm: Morgan Stanley
Location: Vero Beach, FL
Years in Industry: 10
Number of Disclosures: 1
Customer Complaint Against Lindsay Yencho
According to FINRA records, a customer complaint was filed against Lindsay Yencho on September 29, 2025. The claimants allege that the options trading strategy implemented in their trust accounts between January 2018 and May 2025 was unsuitable and misrepresented. The complaint involves options trading and was filed as a FINRA arbitration case (Case #25-02062).
The complaint is currently pending and has not been resolved. The employing firm at the time of the alleged activities was Morgan Stanley, where Yencho has been registered since January 2016.
While each case is unique, complaints of this type may indicate concerns related to unsuitable investment recommendations, inadequate risk disclosures, or a failure to properly explain investment strategies. Investors should carefully review account statements and seek legal guidance if similar issues occurred.
Can Investors Recover Losses?
Investors who were recommended unsuitable or high-risk investments may be entitled to recover losses through securities arbitration. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
Investors with concerns about Morgan Stanley advisors may wish to review disclosures for other registered representatives at the firm. Common issues include options trading losses, unsuitable recommendations, and misrepresentation. If you experienced losses in trust accounts or other managed accounts, a consultation with securities counsel may be appropriate.
Frequently Asked Questions
What is the complaint against Lindsay Yencho?
The complaint alleges that Lindsay Yencho implemented an unsuitable and misrepresented options trading strategy in client trust accounts between January 2018 and May 2025. The case is pending in FINRA arbitration.
Can investors recover losses involving Morgan Stanley?
Yes. Investors who experienced losses due to broker misconduct, unsuitable recommendations, or misrepresentation may file claims through FINRA arbitration. Recovery depends on the specific facts and evidence in each case.
What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum where investors can pursue claims against brokers and brokerage firms for securities-related misconduct. It is typically faster and less expensive than traditional litigation, with most cases resolved within 12-16 months.
What does “unsuitable investment” mean?
An unsuitable investment is one that does not align with an investor’s financial situation, investment objectives, risk tolerance, or time horizon. Brokers have a duty to recommend only investments that are suitable for their clients based on these factors.
How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org. Enter the broker’s name or CRD number to access their professional background, qualifications, employment history, and disclosure events.
What should I do if I suspect broker misconduct?
First, gather all account statements, trade confirmations, and communications with your broker. Next, consider filing a complaint with FINRA or your state securities regulator. Finally, consult with a securities attorney to evaluate whether you have grounds for a recovery claim.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C.
If you invested with Lindsay Yencho or experienced losses at Morgan Stanley, contact Patil Law, P.C. for a free consultation. Our experienced securities attorneys can review your account and advise you on potential recovery options.
Phone: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
