Advisor Alert: Our Attorneys Are Investigating Justin Roberto For Regulatory Violations Last

Updated: February 2025 (Alexandria, VA)

National securities fraud lawyers at Patil Law P.C. are investigating former MML Investors Services LLC broker Justin T. Roberto (CRD #7235058) regarding allegations of policy violations and unauthorized business activities. The investigation stems from his recent termination from MML Investors Services in October 2024.

Critical Insights About Alexandria Financial Advisor Justin Roberto

• Advisor Name: Justin T. Roberto
• CRD: 7235058
• Location: Alexandria, VA
• Former Employer: MML Investors Services, LLC
• Classification: Previously Registered Representative
• Current Status: Not Currently Registered
• Disclosure Events: One termination
• Registration History: Licensed in multiple states
• Years of Experience: Since 2022
• Professional Qualifications: Series 7, 6, SIE, and Series 66 licenses
• Business Name: Tesfaye O’Neill Financial LLC (current)
• Previous Employers: Multiple firms in short timeframe

Details Of Current Investigation

Recent disclosure events reveal:

• Discharged from MML Investors Services in October 2024
• Allegations of failing to follow firm policies
• Unauthorized use of sales materials
• Undisclosed outside business activities
• Multiple employer changes in short timeframe

Analysis Of Alleged Misconduct

The allegations raise serious concerns about:

• Compliance with firm policies
• Disclosure obligations
• Sales practice violations
• Outside business activity reporting
• Regulatory compliance
• Client protection measures

Regulatory Framework And Investor Protection

FINRA Rule 2010 requires:

• High standards of commercial honor
• Ethical business practices
• Proper disclosures
• Compliance with firm policies
• Accurate reporting of activities

Professional Background

Mr. Roberto’s brief career includes:

• Entry into securities industry in 2022
• Multiple firm changes in short period
• Several outside business activities
• Prior career as PGA golf professional
• Recent termination for policy violations

Red Flags For Investors

1. Recent termination for policy violations
2. Multiple employer changes
3. Undisclosed business activities
4. Short industry tenure
5. Sales material violations
6. Policy compliance issues
7. Current unregistered status

Implications For Current And Former Clients

Current and former clients should:

• Review all account documentation
• Verify all transactions
• Examine marketing materials received
• Check for unauthorized activities
• Monitor account statements
• Document all communications
• Consider independent review

Patil Law P.C. Will Help You Recover Your Investment Losses

If you have concerns about your accounts handled by Mr. Roberto or received unauthorized sales materials, please contact Attorney Patil online or call (800) 950-6553 for a free initial consultation. Our securities fraud attorneys work on a contingency fee basis, meaning we only get paid if we help you recover money.

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.