Rockville, Maryland | December 14, 2025 – George Jing (CRD# 2835725), formerly a registered representative with Transamerica Financial Advisors, LLC, was permanently barred by FINRA on October 30, 2025, for refusing to provide documents and information requested during an investigation. The investigation examined whether Jing participated in undisclosed outside business activities or private securities transactions involving cryptocurrency. Jing was discharged from Transamerica Financial Advisors in August 2025, and the FINRA bar prevents him from working in the securities industry in any capacity indefinitely. This post provides an overview of the regulatory action, Jing’s employment termination, and the rights available to investors who may have been affected.
BrokerCheck Snapshot
Name: George Ndifor Jing
CRD #: 2835725
Firm: Not currently registered (last firm: Transamerica Financial Advisors, LLC)
Location: Rockville, Maryland
Years in Industry: 28
Number of Disclosures: 2 (1 Regulatory Event – Final, 1 Termination)
Disclosures Against George Jing
According to FINRA BrokerCheck records, George Jing has two serious disclosures on his record: a final regulatory action resulting in a permanent bar and an employment termination for alleged undisclosed activities.
FINRA Regulatory Action – Final (October 2025)
Action Details:
- Initiated By: FINRA
- Date Initiated: October 30, 2025
- Docket/Case Number: 2025086695201
- Firm When Activity Occurred: Transamerica Financial Advisors, LLC
- Product Type: Cryptocurrency
- Status: Final
- Resolution: Acceptance, Waiver & Consent (AWC)
- Resolution Date: October 30, 2025
Without admitting or denying the findings, Jing consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with an investigation into whether he participated in an undisclosed outside business activity or private securities transactions.
Sanction Ordered:
- Bar (Permanent) from the securities industry
- Capacities Affected: All capacities
- Duration: Indefinite
- Start Date: October 30, 2025
Employment Termination (August 2025)
Termination Details:
- Employer: Transamerica Financial Advisors, LLC
- Termination Type: Discharged
- Termination Date: August 11, 2025
- Product Type: Cryptocurrency
The registered representative was alleged to have participated in an undisclosed outside business activity and/or an undisclosed private securities transaction involving cryptocurrency.
Pattern of Disclosures / Risk Factors
The permanent FINRA bar for refusing to cooperate with a regulatory investigation is an extremely serious sanction. Brokers are required to cooperate fully with FINRA investigations, and refusal to provide documents or information is a severe violation of industry rules. The underlying investigation involved allegations of undisclosed outside business activities and private securities transactions involving cryptocurrency, which are prohibited without proper disclosure and firm approval. Investors who conducted cryptocurrency transactions through George Jing should carefully review their investments and consider seeking legal guidance.
Can Investors Recover Losses?
Investors who suffered losses due to undisclosed private securities transactions, unauthorized trading, or unsuitable investment recommendations may be entitled to recover their losses through FINRA arbitration. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
If you invested with George Jing or other representatives at Transamerica Financial Advisors, you may want to review additional disclosures. Investors who experienced losses involving cryptocurrency, private securities transactions, or undisclosed outside business activities should contact a securities attorney to evaluate their recovery options.
Frequently Asked Questions
What happened to George Jing?
George Jing was permanently barred by FINRA on October 30, 2025, for refusing to provide documents and information requested during an investigation into whether he participated in undisclosed outside business activities or private securities transactions involving cryptocurrency. He was discharged from Transamerica Financial Advisors in August 2025. The FINRA bar prevents him from working in the securities industry in any capacity indefinitely.
What is a FINRA bar?
A FINRA bar is a permanent prohibition from working in the securities industry in any capacity. A barred individual cannot be employed by or associated with any FINRA member firm and cannot sell securities or provide investment advice. A permanent bar is one of the most severe sanctions FINRA can impose and is typically reserved for serious violations of securities laws and regulations.
What are undisclosed private securities transactions?
Undisclosed private securities transactions, also known as “selling away,” occur when a broker sells securities or investment products outside of their brokerage firm without the firm’s knowledge or approval. This is a violation of FINRA rules and can leave investors without recourse if the investment fails, as the brokerage firm may not be liable for unauthorized transactions.
Can investors recover losses from cryptocurrency investments?
Yes, investors who were sold cryptocurrency investments through undisclosed private securities transactions or without proper disclosure may be entitled to recover their losses through FINRA arbitration. If a broker recommended cryptocurrency investments that were unsuitable, misrepresented, or sold outside of firm approval, investors may have grounds for a claim.
How do I look up a broker on BrokerCheck?
You can look up any registered broker or brokerage firm by visiting FINRA’s BrokerCheck website at brokercheck.finra.org. Simply enter the broker’s name or CRD number to view their employment history, qualifications, and any disclosed complaints, regulatory actions, or arbitration awards.
What should I do if I suspect broker misconduct?
If you suspect broker misconduct, take the following steps: (1) Gather all account statements, trade confirmations, and communications with your broker; (2) File a written complaint with your brokerage firm and FINRA; (3) Consult with a securities attorney to evaluate whether you have grounds for a FINRA arbitration claim. Time limits apply, so it’s important to act promptly.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C.
If you suffered losses with George Jing or any other broker at Transamerica Financial Advisors, LLC, contact Patil Law, P.C. for a free, confidential consultation. Our experienced securities attorneys can review your case and help you understand your legal options.
Phone: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
No obligation. No upfront costs. We only get paid if you recover money.
Disclaimer: The information in this post is based on FINRA BrokerCheck records and public filings. The regulatory action described is final. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
