Greenwood Village, Colorado | December 14, 2025 – Ryan Finch (CRD# 6379871), a registered representative with Emerson Equity LLC in Greenwood Village, Colorado, is facing two pending FINRA arbitration cases alleging violations involving real estate securities. The first complaint, filed in July 2025, alleges $542,000 in damages and includes claims of fraud, breach of fiduciary duty, and violations of federal and Colorado securities laws related to trades placed in 2021. The second complaint, filed in October 2025, alleges damages between $500,000 and $1,000,000 and includes allegations of breach of contract, violation of Regulation Best Interest, and breach of fiduciary duty. Finch denies all allegations in both cases. This post provides an overview of the complaints, Finch’s professional background, and the rights available to investors who may have suffered similar losses.
BrokerCheck Snapshot
Name: Ryan David Finch
CRD #: 6379871
Firm: Emerson Equity LLC
Location: Greenwood Village, Colorado
Years in Industry: 11
Number of Disclosures: 2 (both Customer Disputes, both Pending)
Disclosures Against Ryan Finch
According to FINRA BrokerCheck records, Ryan Finch has two pending customer disputes on his record, both involving allegations related to real estate securities.
Customer Complaint #1 – Pending (Filed October 2025)
Case Details:
- Notice Date: October 7, 2025
- Filing Date: FINRA Case 25-02118
- Product Type: Real Estate Security
- Status: Pending
- Alleged Damages: Between $500,000 and $1,000,000
The complaint alleges breach of contract and warranties, promissory estoppel, violation of state securities statutes, violation of Regulation Best Interest, breach of fiduciary duty, claims under common law, and vicarious liability. Finch denies all allegations and states that all recommendations were made in accordance with the client’s stated investment objectives, risk tolerance, and financial profile as documented in account records.
Customer Complaint #2 – Pending (Filed July 2025)
Case Details:
- Complaint Received: July 9, 2025
- Filing Date: July 8, 2025
- FINRA Case: 25-01398
- Product Type: Real Estate Security
- Status: Pending
- Alleged Damages: $542,000
The complaint alleges violation of Federal Securities Laws, violation of the Colorado Securities Act, violation of the Colorado Consumer Protection Act, breach of contract, common law fraud, breach of fiduciary duty, and negligence and gross negligence related to trades placed in 2021. Finch denies all allegations and maintains that he acted in good faith and in full compliance with firm policies and regulatory standards.
Pattern of Disclosures / Risk Factors
The presence of two pending complaints involving real estate securities raises concerns about potential unsuitable investment recommendations and breach of fiduciary duty. Both complaints involve allegations of securities law violations and were filed within three months of each other. Investors who were recommended real estate securities or other alternative investments by Ryan Finch should carefully review their account statements and consider seeking legal guidance.
Can Investors Recover Losses?
Investors who suffered losses due to unsuitable investment recommendations, misrepresentation, or breach of fiduciary duty may be entitled to recover their losses through FINRA arbitration. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
If you invested with Ryan Finch or other representatives at Emerson Equity LLC, you may want to review additional disclosures. Investors who experienced losses involving real estate securities, alternative investments, or breach of fiduciary duty should contact a securities attorney to evaluate their recovery options.
Frequently Asked Questions
What are the allegations against Ryan Finch?
Ryan Finch is facing two pending FINRA arbitration cases alleging violations involving real estate securities. The first complaint alleges $542,000 in damages and includes claims of fraud, breach of fiduciary duty, and violations of federal and Colorado securities laws related to trades placed in 2021. The second complaint alleges damages between $500,000 and $1,000,000 and includes allegations of breach of contract, violation of Regulation Best Interest, and breach of fiduciary duty. Finch denies all allegations in both cases.
Can investors recover losses involving Emerson Equity LLC?
Yes, investors who suffered losses due to broker misconduct at Emerson Equity LLC or any other brokerage firm may be entitled to recover their losses through FINRA arbitration. Investors have rights under securities laws, and experienced legal counsel can help evaluate potential claims and pursue recovery through the arbitration process.
What is FINRA arbitration?
FINRA arbitration is a binding dispute resolution process overseen by the Financial Industry Regulatory Authority. It is the primary forum for resolving investment-related disputes between investors and brokers or brokerage firms. The process is typically faster and less expensive than traditional court litigation, with most cases concluding within 12-16 months.
What are real estate securities?
Real estate securities are investment products that involve ownership interests in real estate ventures, including real estate investment trusts (REITs), real estate limited partnerships, tenant-in-common interests, and Delaware statutory trusts. These investments often involve higher risk and lower liquidity than traditional securities and may not be suitable for all investors.
How do I look up a broker on BrokerCheck?
You can look up any registered broker or brokerage firm by visiting FINRA’s BrokerCheck website at brokercheck.finra.org. Simply enter the broker’s name or CRD number to view their employment history, qualifications, and any disclosed complaints, regulatory actions, or arbitration awards.
What should I do if I suspect broker misconduct?
If you suspect broker misconduct, take the following steps: (1) Gather all account statements, trade confirmations, and communications with your broker; (2) File a written complaint with your brokerage firm and FINRA; (3) Consult with a securities attorney to evaluate whether you have grounds for a FINRA arbitration claim. Time limits apply, so it’s important to act promptly.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C.
If you suffered losses with Ryan Finch or any other broker at Emerson Equity LLC, contact Patil Law, P.C. for a free, confidential consultation. Our experienced securities attorneys can review your case and help you understand your legal options.
Phone: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
No obligation. No upfront costs. We only get paid if you recover money.
Disclaimer: The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
