San Francisco, CA – December 13, 2025 – Matthew Brett Koelliker (CRD# 5660722), a registered securities broker currently employed by KKR Capital Markets LLC in San Francisco, California, has multiple customer complaints on his FINRA BrokerCheck record. The complaints allege breach of partnership agreement and failure to honor withdrawal notices related to limited partnership interests in real estate securities. This information is publicly available through FINRA’s Central Registration Depository and is provided to help investors make informed decisions about their investment accounts.
BrokerCheck Snapshot
Name: Matthew Brett Koelliker
CRD #: 5660722
Firm: KKR Capital Markets LLC
Location: San Francisco, CA
Years in Industry: 14
Number of Disclosures: 3
Customer Complaints Against Matthew Koelliker
According to FINRA BrokerCheck records, Matthew Koelliker has three customer dispute disclosures on file, all related to his previous employment with M360 Advisors, LLC. The complaints involve allegations regarding limited partnership interests and withdrawal requests.
Complaint 1: Pending Litigation (Filed September 26, 2025)
A customer filed a civil lawsuit in the Superior Court of California, County of Orange (Case No. 30-2025-01511712-CU-BT-CJC) alleging various claims related to a sudden decrease in the value of the plaintiff’s limited partnership interest. The complaint alleges failure to honor in full the investor’s 2021 notice to withdraw limited partnership interest in breach of the fund’s limited partnership agreement. The products involved include Direct Investment-DPP & LP Interests and Real Estate Security. The alleged damages amount is to be proven at trial. The litigation is currently pending.
Complaint 2: Pending Litigation (Filed October 4, 2024)
A second customer filed a civil lawsuit in the Superior Court of the State of California, County of Orange, Central Justice Center (Case No. 30-2024-1432220-CU-NP-CJC) alleging various claims related to a sudden decrease in value of the plaintiff’s limited partnership interest. The complaint alleges failure to honor in full the plaintiff’s redemption request. The alleged damages total $15,032,924.63. The products involved include Direct Investment-DPP & LP Interests and Real Estate Security. The litigation is currently pending.
Complaint 3: Settled Arbitration (Disposition Date: January 2, 2025)
A customer filed an arbitration claim with the American Arbitration Association (Case No. 01-24-0000-6987) on February 14, 2024. The investor alleged failure to honor in full its 2020 notice to withdraw limited partnership interest in breach of the fund’s limited partnership agreement. The alleged damages totaled $2,888,581.83. The products involved included Direct Investment-DPP & LP Interests and Real Estate Security. The matter was settled on January 2, 2025, for $650,000.00. Mr. Koelliker made no individual contribution to the settlement amount.
Pattern of Complaints / Risk Factors
While each case is unique, complaints of this type may indicate concerns related to unsuitable investment recommendations, inadequate risk disclosures regarding limited partnership liquidity, or contractual disputes involving partnership redemption rights. Investors should carefully review account statements, partnership agreements, and seek legal guidance if similar issues occurred.
Can Investors Recover Losses?
Investors who experienced contractual disputes or liquidity issues with limited partnership investments may be entitled to recover losses through FINRA arbitration or civil litigation. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident. Many brokerage agreements include mandatory arbitration clauses that require investors to resolve disputes through this process rather than traditional court proceedings.
Related Brokers and Firms
For more information about complaints and disclosures involving securities firms and products similar to those mentioned in Mr. Koelliker’s record, please see:
- KKR Capital Markets Advisors – Complaints & Disclosures
- REIT Losses
- Unsuitable Investments
- Failure to Supervise
- Investment Fraud
Frequently Asked Questions
What is the complaint against Matthew Koelliker?
Matthew Koelliker has three customer dispute disclosures involving allegations related to limited partnership interests in real estate securities. The complaints allege failure to honor withdrawal and redemption notices in accordance with partnership agreements. Two cases are currently pending in California state court, while one matter settled for $650,000 in January 2025.
Can investors recover losses involving KKR Capital Markets?
Investors who have suffered losses may be entitled to recover damages through FINRA arbitration or civil litigation. Recovery options depend on the specific facts of each case, including the nature of the alleged misconduct, the investment products involved, and applicable statutes of limitations. A securities attorney can evaluate your potential claim during a free consultation.
What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum administered by the Financial Industry Regulatory Authority. It provides a neutral venue for resolving securities-related disputes between investors and brokers or brokerage firms. The process typically involves filing a statement of claim, discovery, and a hearing before a panel of arbitrators who issue a binding decision.
What does “unsuitable investment” mean?
An unsuitable investment occurs when a broker recommends securities that do not align with an investor’s financial situation, investment objectives, risk tolerance, or time horizon. Brokers have a legal obligation to ensure recommendations are suitable based on information obtained through reasonable diligence. Unsuitable recommendations can form the basis for investor claims.
How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org and search by the broker’s name or CRD number. The report will display the broker’s employment history, professional qualifications, examinations passed, and any disclosure events including customer complaints, regulatory actions, or criminal matters. Investors should review BrokerCheck records before working with any financial advisor.
What should I do if I suspect broker misconduct?
First, document all account statements, communications, and relevant paperwork. File a complaint with FINRA, the SEC, and your state securities regulator. Consider consulting with a securities attorney who can evaluate whether you have grounds for an arbitration claim or lawsuit. Contact Patil Law, P.C. at 800-950-6553 for a free, confidential consultation to discuss your potential claim.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law for a Free Consultation
If you have lost money in an investment account managed by Matthew Koelliker or any other broker, contact Patil Law, P.C. for a free, no-obligation consultation. Our experienced securities attorneys can review your account statements, evaluate your potential claim, and explain your legal options.
Phone: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
All consultations are confidential, and we work on a contingency fee basis.
Disclaimer
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
