Uniondale, NY – December 6, 2025 – Connor William Green (CRD# 7448002), a broker registered with Joseph Gunnar & Co. LLC in Uniondale, New York, has a pending customer complaint on his FINRA BrokerCheck record. The complaint alleges concerns related to frequent trading activity and commission fees charged on equity transactions. This article provides factual information from publicly available FINRA records to help investors understand their rights and options for recovering investment losses.
BrokerCheck Snapshot
Name: Connor William Green
CRD #: 7448002
Firm: Joseph Gunnar & Co. LLC
Location: Uniondale, NY
Years in Industry: 4
Number of Disclosures: 1
Customer Complaint Against Connor William Green
According to FINRA BrokerCheck records, a customer filed a written complaint against Connor William Green on October 30, 2025. The complaint remains pending and involves the following allegations:
Nature of Complaint: The client received a routine activity letter and responded by email stating they were “not willing to sign any documents” and requested an explanation for the frequent trading and fees. Several days later, the client requested a “refund of all previously charged commissions exceeding 1%.”
Products Involved:
- Equity-OTC (over-the-counter stocks)
- Equity Listed (common and preferred stock)
Alleged Damages: $10,000 (representing the client’s request for a rebate of commissions exceeding 1%, totaling approximately $10,000)
Status: Pending
Current Employer: Joseph Gunnar & Co. LLC
Investors who experience excessive trading in their accounts—often referred to as churning—may be entitled to pursue recovery through FINRA arbitration. This complaint alleges the client questioned the frequency of transactions and the associated commission charges, which are common indicators of potential churning or unsuitable trading practices.
Pattern of Complaints / Risk Factors
While each case is unique, complaints of this type may indicate concerns related to unsuitable investment recommendations, excessive trading for the purpose of generating commissions, or inadequate risk disclosures. Investors should carefully review account statements and seek legal guidance if similar issues occurred in their accounts.
Can Investors Recover Losses?
Investors who experienced excessive trading in their accounts may have legal recourse through FINRA arbitration or securities litigation. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
If you have concerns about trading activity, commission charges, or broker misconduct involving Connor William Green or Joseph Gunnar & Co. LLC, contact Patil Law, P.C. at 800-950-6553 or info@patillaw.com for a free case evaluation.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident. FINRA arbitration is the primary forum for resolving disputes between investors and brokers or brokerage firms.
Related Brokers and Firms
Investors who have concerns about Joseph Gunnar & Co. LLC advisors may wish to review other brokers at the firm or similar allegations at other brokerage firms. Additionally, if your losses involved equity trading or commission-based misconduct, our firm has extensive experience handling these types of cases nationwide.
Frequently Asked Questions
Q1: What is the complaint against Connor William Green?
The complaint alleges that Connor William Green engaged in frequent trading that generated excessive commission charges. The client questioned the trading activity and fees, refused to sign documents, and requested a refund of commissions exceeding 1%. The matter remains pending as of the date of this report.
Q2: Can investors recover losses involving Joseph Gunnar & Co. LLC?
Yes. Investors who suffered losses due to broker misconduct, excessive trading, or unsuitable recommendations at Joseph Gunnar & Co. LLC may be entitled to recover damages through FINRA arbitration. Securities laws protect investors from churning, unauthorized trading, and other forms of misconduct. An experienced securities attorney can evaluate your claim and explain your recovery options.
Q3: What is FINRA arbitration?
FINRA arbitration is a dispute resolution process administered by the Financial Industry Regulatory Authority. It is designed to resolve investment-related disputes between investors and brokers or brokerage firms. The process is typically faster and less expensive than going to court. A panel of arbitrators reviews evidence and renders a binding decision. Most cases settle before reaching a final hearing.
Q4: What does “unsuitable investment” mean?
An unsuitable investment is one that does not align with an investor’s financial situation, investment objectives, risk tolerance, or time horizon. Brokers have a legal obligation to recommend investments that are suitable for their clients. Recommending high-risk or illiquid investments to conservative investors, engaging in excessive trading, or failing to diversify a portfolio may constitute unsuitable recommendations.
Q5: How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org. You can search by the broker’s name or CRD number. The report will display the broker’s employment history, professional qualifications, registrations, and any disclosure events such as customer complaints, regulatory actions, or criminal history. Reviewing a broker’s BrokerCheck record is an essential step before investing.
Q6: What should I do if I suspect broker misconduct?
If you suspect misconduct, take the following steps: (1) Document all account statements, trade confirmations, and communications with your broker; (2) File a written complaint with the brokerage firm’s compliance department; (3) Report the issue to FINRA or your state securities regulator; (4) Consult with a securities attorney who can evaluate whether you have grounds for a FINRA arbitration claim. Time limits apply, so it is important to act promptly.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law, P.C.
If you lost money investing with Connor William Green or any broker at Joseph Gunnar & Co. LLC, contact Patil Law, P.C. today for a free, no-obligation consultation. Our experienced securities attorneys will review your case and explain your legal options.
Call: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
We represent investors nationwide on a contingency fee basis. You pay nothing unless we recover money for you.
Disclaimer
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
