Costa Mesa, California – December 6, 2025 – Elijah Grant Goble (CRD# 6760147), a financial advisor registered with Citigroup Global Markets Inc. in Costa Mesa, California, has two customer disputes on his FINRA BrokerCheck record. The complaints involve allegations of unsuitable investment recommendations and improper account handling. This article provides investors with details from publicly available FINRA records and information about potential recovery options.
BrokerCheck Snapshot
Name: Elijah Grant Goble
CRD #: 6760147
Firm: Citigroup Global Markets Inc.
Location: Costa Mesa, California
Years in Industry: 8
Number of Disclosures: 2
Customer Complaints Against Elijah Grant Goble
Complaint #1: Settled – Barrier Note Allegations
On April 28, 2022, a customer filed a complaint alleging that Elijah Grant Goble sold him a coupon barrier note that was “extremely high risk” when the client wanted his funds invested conservatively. The client alleged he believed the most he could lose was 30%, but his $40,000 investment dropped to approximately $7,000 at one point. The complaint involved activities that occurred between July 26, 2021, and April 28, 2022, while Goble was employed at Citigroup Global Markets Inc.
Product Type: Barrier Note
Alleged Damages: Loss on $40,000 investment (value dropped to $7,000)
Status: Settled on July 7, 2022
Settlement Amount: $20,236.00
Individual Broker Contribution: $0.00
Complaint #2: Pending – Municipal Debt Allegations
On October 16, 2025, a customer filed a FINRA arbitration complaint (Case #25-02248) alleging improper handling of their account from March 2025 to May 2025. The complaint involves municipal debt securities and occurred while Goble was employed at Citigroup Global Markets Inc.
Product Type: Municipal Debt
Alleged Damages: $276,189.47
Status: Pending
FINRA Case Number: 25-02248
Date Notice Served: October 16, 2025
Pattern of Complaints / Risk Factors
While each case is unique, complaints alleging unsuitable investment recommendations and improper account handling may indicate concerns related to inadequate risk disclosures, misrepresentation of investment characteristics, or a failure to supervise. The settled complaint involving a barrier note suggests potential issues with explaining complex structured products to clients. Investors should carefully review account statements and seek legal guidance if similar issues occurred.
Can Investors Recover Losses?
Investors who were recommended unsuitable or high-risk investments may be entitled to recover losses through securities arbitration. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
Elijah Grant Goble is currently registered with Citigroup Global Markets Inc.. Investors who have concerns about other investment professionals at this firm or related matters may wish to review additional resources on our website, including information about broker misconduct, investment fraud, and structured product disputes.
Prior to his current employment with Citigroup Global Markets Inc. (since March 2018), Goble was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from April 2017 to March 2018.
Frequently Asked Questions
Q1: What are the complaints against Elijah Grant Goble?
Elijah Grant Goble has two customer disputes on his record. The first, settled in July 2022 for $20,236, involved allegations that he sold a high-risk barrier note to a client seeking conservative investments. The second complaint, currently pending, alleges improper account handling involving municipal debt securities with alleged damages of $276,189.47.
Q2: Can investors recover losses involving Citigroup Global Markets Inc.?
Yes, investors who have suffered losses due to broker misconduct may be entitled to recover damages through FINRA arbitration. Securities laws provide protections for investors, and many claims are resolved through the arbitration process. An experienced securities attorney can evaluate your specific situation.
Q3: What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum specifically designed for securities-related claims between investors and brokers or brokerage firms. It provides a more efficient and cost-effective alternative to traditional litigation, with most cases resolved within 12-16 months.
Q4: What does “unsuitable investment” mean?
An unsuitable investment occurs when a broker recommends securities that do not align with an investor’s financial situation, risk tolerance, investment objectives, or needs. Brokers have a duty to ensure recommendations are suitable for their clients based on the client’s individual circumstances.
Q5: How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org. Enter the broker’s name or CRD number in the search box. Review the broker’s employment history, qualifications, and any disclosed complaints, arbitrations, or regulatory actions. BrokerCheck is a free public resource maintained by FINRA.
Q6: What should I do if I suspect broker misconduct?
First, document all communications, account statements, and transaction confirmations. File a written complaint with your brokerage firm and keep copies of all correspondence. Contact a securities attorney to discuss your legal options. Consider filing a complaint with FINRA or your state securities regulator. Time limits apply to arbitration claims, so prompt action is important.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law for a Free Consultation
If you have experienced losses with Elijah Grant Goble or any other broker at Citigroup Global Markets Inc., contact Patil Law, P.C. for a free, confidential consultation. Our experienced securities attorneys can review your account and advise you on your legal options. Call 800-950-6553 or email info@patillaw.com today. There is no obligation, and we work on a contingency fee basis.
Disclaimer:
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
