Portland, Oregon – December 10, 2025 – Austin A. Bowlin (CRD# 5674142), a financial advisor currently registered with Aurora Securities and Secure Asset Management, L.L.C., is facing a pending customer complaint filed in October 2025. According to his FINRA BrokerCheck record, a client alleges that investments recommended by Bowlin were unsuitable, involving real estate securities with alleged damages of $1,000,000.00. The arbitration case (FINRA Docket #25-02090) remains pending. This disclosure raises important questions for investors who may have experienced similar issues while working with this advisor.
BrokerCheck Snapshot
Name: Austin A. Bowlin
CRD #: 5674142
Firm: Aurora Securities
Additional Registration: Secure Asset Management, L.L.C.
Location: Portland, Oregon; San Francisco, California; Kirkland, Washington
Years in Industry: 8
Number of Disclosures: 2
Customer Complaint Against Austin A. Bowlin
On October 6, 2025, a customer filed an arbitration complaint against Austin A. Bowlin with FINRA Dispute Resolution. The complaint alleges that investments recommended by Bowlin were unsuitable for the client’s investment objectives and risk tolerance.
Details of the Pending Complaint:
- Date Filed: October 6, 2025
- Employing Firm: Aurora Securities
- Allegations: Unsuitable investment recommendations
- Product Type: Real Estate Security
- Alleged Damages: $1,000,000.00
- Forum: FINRA Dispute Resolution
- Docket Number: 25-02090
- Status: Pending
Real estate securities, including real estate investment trusts (REITs) and direct participation programs, carry unique risks including illiquidity, concentration risk, and sensitivity to interest rate fluctuations. These products may not be suitable for all investors, particularly those with conservative risk profiles or liquidity needs.
Additional Disclosure: Dismissed Criminal Charge
Bowlin’s BrokerCheck record also includes a criminal disclosure that was ultimately dismissed. In May 2016, a felony charge of rape in the second degree was filed in King Superior Court in Seattle, Washington (Case #16-1-02702-1 SEA). Bowlin entered a plea of not guilty, and the charge was dismissed in September 2017. This matter is final and was resolved in Bowlin’s favor with no conviction.
Pattern of Complaints / Risk Factors
While each case is unique, allegations involving unsuitable investment recommendations in real estate securities may indicate concerns related to inadequate risk disclosure, failure to conduct proper due diligence on investment products, or recommending high-risk investments to clients with conservative profiles. Investors who held real estate securities or direct participation programs in accounts managed by Austin A. Bowlin should carefully review their account statements and transaction history.
Can Investors Recover Losses?
Investors who were recommended unsuitable or high-risk investments may be entitled to recover their losses through FINRA arbitration. FINRA arbitration is a dispute resolution process designed specifically for securities-related claims and provides an alternative to traditional court litigation.
Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
If you experienced losses involving real estate securities, unsuitable recommendations, or other investment issues while working with Austin A. Bowlin, contact our office at 800-950-6553 or info@patillaw.com to discuss your options.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident, making it important to act promptly if you suspect broker misconduct.
Related Brokers and Firms
Investors with accounts at Aurora Securities advisors may benefit from reviewing their account history for similar issues. Other advisors at Aurora Securities and Secure Asset Management may have faced customer complaints and regulatory disclosures.
For investors who experienced losses involving specific products or misconduct types, the following resources may be helpful:
Frequently Asked Questions
Q1: What is the complaint against Austin A. Bowlin?
A customer filed a complaint in October 2025 alleging that Austin A. Bowlin recommended unsuitable investments involving real estate securities. The complaint seeks $1,000,000.00 in damages and is currently pending in FINRA arbitration under Docket #25-02090.
Q2: Can investors recover losses involving Aurora Securities?
Yes. Investors who suffered losses due to broker misconduct at Aurora Securities may be entitled to recover their losses through FINRA arbitration. The arbitration process allows investors to pursue claims against both the broker and the firm for unsuitable recommendations, breach of fiduciary duty, and other securities violations.
Q3: What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum specifically designed for securities-related claims. It provides a faster and less expensive alternative to traditional court litigation, with most cases resolved within 12-16 months. An arbitration panel reviews the evidence and makes a binding decision on the claim.
Q4: What does “unsuitable investment” mean?
An unsuitable investment is a security or product that does not align with an investor’s financial situation, risk tolerance, investment objectives, or time horizon. Brokers have a legal obligation to recommend only suitable investments. Violations can include recommending high-risk products to conservative investors or concentrating too much of a portfolio in one product type.
Q5: How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website and search by the broker’s name or CRD number. The report will show employment history, qualifications, and any customer complaints, regulatory actions, or terminations. BrokerCheck is a free public resource maintained by FINRA.
Q6: What should I do if I suspect broker misconduct?
First, gather all account statements, correspondence, and documentation related to your investments. Next, consider filing a complaint with FINRA and your state securities regulator. Finally, consult with a securities attorney experienced in FINRA arbitration to evaluate whether you have a valid claim for recovery.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law for a Free Consultation
If you experienced investment losses while working with Austin A. Bowlin or another broker at Aurora Securities or Secure Asset Management, contact Patil Law, P.C. today. Our experienced securities attorneys can review your case and explain your legal options at no cost and with no obligation.
Call: 800-950-6553
Email: info@patillaw.com
Website: investmentlosslawyer.com
Disclaimer: The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
