Last Updated: February 2025 (Dublin, OH)
National securities fraud lawyers at Patil Law P.C. are investigating current Wells Fargo Advisors Financial Network broker Anthony R. Mampieri (CRD #1653703) regarding allegations of mismanaging client accounts and failing to act in clients’ best interests. The investigation stems from a recently filed customer complaint alleging damages of $7.7 million.
Critical Insights About Dublin Financial Advisor Anthony Mampieri
- Advisor Name: Anthony R. Mampieri
- CRD: 1653703
- Location: Dublin, OH
- Current Employer: Wells Fargo Advisors Financial Network, LLC
- Classification: Registered Representative & Investment Adviser Representative
- Primary Location: Dublin, OH & Boca Raton, FL
- Can Anthony Mampieri be sued in FINRA arbitration: Yes
- Customer Disputes: Two (one pending, one settled)
- Current Registrations: Licensed in 10 states
- Years of Experience: Since 1987
- Previous Employers: Morgan Stanley (2010-2023), Robert W. Baird & Co. (1999-2010)
- Professional Qualifications: Series 7, 63, 8 licenses
- Business Name: Mampieri Financial Services, LLC
- Current Status: Active with Wells Fargo Advisors
Details Of Current Investigation
A customer complaint filed in December 2024 alleges:
- Accounts were not managed in client’s best interests
- Misconduct occurred from 2010-2023
- Damages alleged of $7,700,000
- Potential violations of fiduciary duties
- Questions about account management practices
Analysis Of Alleged Misconduct
The allegations raise serious concerns about:
- Account management practices
- Investment suitability
- Fiduciary duty obligations
- Client interest protection
- Portfolio oversight
- Risk management procedures
- Compliance with regulatory requirements
Prior Regulatory Issues
Previous settled customer dispute from 2016-2018 involved:
- Allegations of unsuitable structured product investments
- Time period: 2011-2016
- Settlement amount: $110,000
- Questions about investment recommendations
Red Flags For Investors
- Recent large customer complaint
- History of customer disputes
- Multiple firm transitions
- Questions about account management
- Substantial damage allegations
- Structured product complaints
- Multiple office locations
- Recent employer change
Implications For Current And Former Clients
Current and former clients should:
- Review account statements
- Examine investment suitability
- Verify portfolio allocations
- Document communications
- Assess risk levels
- Review investment objectives
- Check account performance
- Consider independent review
Patil Law P.C. Will Help You Recover Your Investment Losses
If you have concerns about how Anthony Mampieri managed your investment accounts at Wells Fargo Advisors, Morgan Stanley, or Robert W. Baird & Co., please contact Attorney Patil online or call (800) 950-6553 for a free initial consultation. Our securities fraud attorneys work on a contingency fee basis, meaning we only get paid if we help you recover money.
