Wauwatosa, Wisconsin – December 6, 2025 – Nick Langer (CRD# 5054905), a broker currently registered with LPL Enterprise, LLC in Wauwatosa, Wisconsin, has a pending customer complaint and an employment termination on his FINRA BrokerCheck record. The complaint alleges that the broker affixed an electronic signature to a document without authorization, resulting in alleged damages of $559,055. Langer was terminated from J.P. Morgan Securities LLC in July 2025 for the same unauthorized signature allegation. This article provides investors with details from publicly available FINRA records and information about potential recovery options.
BrokerCheck Snapshot
Name: Nicholas L. Langer
CRD #: 5054905
Firm: LPL Enterprise, LLC
Location: Wauwatosa, Wisconsin
Years in Industry: 20
Number of Disclosures: 2 (1 Customer Dispute, 1 Termination)
Customer Complaint Against Nicholas L. Langer
On October 31, 2025, a customer filed a written complaint alleging that Nicholas L. Langer affixed the electronic signature of a contact person to a document without authorization on May 6, 2025. The alleged activity occurred while Langer was employed at J.P. Morgan Securities LLC. The complaint does not specify a particular product type, indicating the allegations relate to documentation or procedural matters rather than investment transactions.
Product Type: No Product
Alleged Damages: $559,055.00
Status: Pending
Date Complaint Received: October 31, 2025
Occurrence Date: May 6, 2025
Employment Termination
On July 17, 2025, Nicholas L. Langer was discharged from J.P. Morgan Securities LLC (and affiliated JPMorgan Chase Bank, N.A.) for affixing a third-party legal representative’s electronic signature to a document without authorization. According to the disclosure, the termination was not related to any known customer complaints or the sale of securities.
Termination Date: July 17, 2025
Reason: Unauthorized affixing of electronic signature
Product Type: Banking Products (other than CDs)
Pattern of Complaints / Risk Factors
While each case is unique, allegations involving unauthorized signatures may indicate concerns related to broker misconduct, procedural violations, or potential fraud. The employment termination for the same conduct suggests the firm took the allegations seriously. Investors should carefully review all account documentation and seek legal guidance if they believe unauthorized actions occurred in their accounts.
Can Investors Recover Losses?
Investors who relied on false statements or omissions may be entitled to recover losses through securities arbitration. Patil Law, P.C. has over 15 years of experience representing investors in FINRA arbitration and securities litigation, with more than $25 million recovered for clients across 1,000+ cases. We provide a free, confidential consultation to review your potential claim. Our firm works on a contingency fee basis, meaning you pay no attorney fees unless we successfully recover money for you.
About FINRA Arbitration
FINRA arbitration is a streamlined dispute resolution process for securities-related claims. It offers a faster, more cost-effective alternative to traditional court litigation. Most cases are resolved within 12-16 months. Claims generally must be filed within six years of the incident.
Related Brokers and Firms
Nicholas L. Langer is currently registered with LPL Enterprise, LLC. He was previously registered with J.P. Morgan Securities LLC from October 2012 to August 2025 and Chase Investment Services Corp. from November 2005 to October 2012. Investors who have concerns about other investment professionals at these firms or related matters may wish to review additional resources on our website, including information about investment fraud, unsuitable investments, and failure to supervise claims.
Frequently Asked Questions
Q1: What is the complaint against Nicholas L. Langer?
The complaint alleges that Nicholas L. Langer affixed an electronic signature of a contact person to a document without authorization on May 6, 2025. The alleged damages are $559,055. The complaint is currently pending. Langer was also terminated from J.P. Morgan Securities LLC in July 2025 for the same unauthorized signature allegation.
Q2: Can investors recover losses involving LPL Enterprise, LLC?
Yes, investors who have suffered losses due to broker misconduct may be entitled to recover damages through FINRA arbitration. Securities laws provide protections for investors, and many claims are resolved through the arbitration process. An experienced securities attorney can evaluate your specific situation.
Q3: What is FINRA arbitration?
FINRA arbitration is a dispute resolution forum specifically designed for securities-related claims between investors and brokers or brokerage firms. It provides a more efficient and cost-effective alternative to traditional litigation, with most cases resolved within 12-16 months.
Q4: What does “unsuitable investment” mean?
An unsuitable investment occurs when a broker recommends securities that do not align with an investor’s financial situation, risk tolerance, investment objectives, or needs. Brokers have a duty to ensure recommendations are suitable for their clients based on the client’s individual circumstances.
Q5: How do I look up a broker on BrokerCheck?
Visit FINRA’s BrokerCheck website at brokercheck.finra.org. Enter the broker’s name or CRD number in the search box. Review the broker’s employment history, qualifications, and any disclosed complaints, arbitrations, or regulatory actions. BrokerCheck is a free public resource maintained by FINRA.
Q6: What should I do if I suspect broker misconduct?
First, document all communications, account statements, and transaction confirmations. File a written complaint with your brokerage firm and keep copies of all correspondence. Contact a securities attorney to discuss your legal options. Consider filing a complaint with FINRA or your state securities regulator. Time limits apply to arbitration claims, so prompt action is important.
About Patil Law, P.C.
Patil Law, P.C. is a securities litigation firm dedicated to representing investors who have suffered losses due to broker misconduct, unsuitable recommendations, and securities fraud. Founded in 2018 by attorney Chetan Patil, the firm focuses exclusively on FINRA arbitration and investment loss recovery.
With over 15 years of combined experience in securities law, Patil Law has successfully recovered more than $25 million for clients across 1,000+ cases. Attorney Chetan Patil earned his law degree from Case Western Reserve University School of Law. Attorneys Gabriela Dubrocq and Patricia Herrera earned their law degrees from University of Miami. The firm handles cases nationwide involving unauthorized trading, churning, unsuitable investments, breach of fiduciary duty, and failure to supervise.
Patil Law works on a contingency fee basis, meaning clients pay no attorney fees unless the firm successfully recovers money on their behalf. All consultations are free and confidential.
Contact Patil Law for a Free Consultation
If you have experienced losses with Nicholas L. Langer or any other broker at LPL Enterprise, LLC or J.P. Morgan Securities LLC, contact Patil Law, P.C. for a free, confidential consultation. Our experienced securities attorneys can review your account and advise you on your legal options. Call 800-950-6553 or email info@patillaw.com today. There is no obligation, and we work on a contingency fee basis.
Disclaimer:
The information in this post is based on FINRA BrokerCheck records and public filings. Allegations described are pending or unproven and may be contested. All investors are entitled to fair treatment under securities laws. This is attorney advertising. Prior results do not guarantee a similar outcome. This communication is for informational purposes only and does not create an attorney-client relationship.
