Brokerage Firm Investigations
Our firm investigates securities fraud and misconduct by major brokerage firms. We uncover unauthorized trading, churning violations, and misrepresentation of investments to recover losses. With extensive FINRA arbitration experience, we hold brokerages accountable for trading violations.
Financial Advisors Investigations
We investigate investment advisors who breach fiduciary duties through unsuitable recommendations and Ponzi schemes. Our forensic analysis exposes fraudulent activities, unsuitable trades, and hidden fees. We help victims recover losses through litigation.
